CFA level I
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Ethical and Professional Standards
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Ethics and Trust in the Investment Profession
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Learning Outcome Statements |
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1. Ethics
a. explain ethics; |
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2. Ethics and Professionalism
b. describe the role of a code of ethics in defining a profession; |
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3. Challenges to Ethical Conduct
c. identify challenges to ethical behavior; |
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4. The Importance of Ethical Conduct in the Investment Industry
d. describe the need for high ethical standards in the investment industry; |
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5. Ethical vs. Legal Standards
e. distinguish between ethical and legal standards; |
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6. Ethical Decision-Making Frameworks
f. describe and apply a framework for ethical decision making. |